-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWmYdB6iQ0Nruaw2xh1+3YXsc9f+ip/aF34XSuAmi/J6Y8J7+6723f3Cif2iQZ6C Fs3Z7tfCIEchWZmhl/1/IA== 0000891618-02-000726.txt : 20020414 0000891618-02-000726.hdr.sgml : 20020414 ACCESSION NUMBER: 0000891618-02-000726 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSENBERG LOUIS CENTRAL INDEX KEY: 0001108574 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2158 PARAGON DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 6503247072 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57607 FILM NUMBER: 02545779 BUSINESS ADDRESS: STREET 1: 801 FOX LANE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4084671900 MAIL ADDRESS: STREET 1: 801 FOX LANE CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 SC 13G 1 f79253sc13g.txt SC 13G OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Immersion Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock ($0.001 Par Value) - -------------------------------------------------------------------------------- (Title of Class of Securities) 452521107 --------------------------------- (CUSIP Number) Check the following box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d - 1(b) [ ] Rule 13d - 1(c) [X] Rule 13d - 1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) PAGE 1 OF 5 PAGES CUSIP NO. 452521107 13G PAGE 2 OF 5 PAGES (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Louis Rosenberg, Ph.D. - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 2,183,105(1) SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 6,600 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 2,183,105(1) -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 6,600 - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,189,705 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.3%(2) - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- (1) Shares held jointly by Dr. Rosenberg and his wife, Sherstin Rosenberg. (2) Percentage is based upon information obtained in the Company's Form 10-Q as filed with the Securities and Exchange Commission on November 14, 2001. PAGE 2 OF 5 PAGES CUSIP NO. 452521107 13G PAGE 3 OF 5 PAGES ITEM 1. (a) Name of Issuer: Immersion Corporation (b) Address of Issuer's Principal Executive Offices: 801 Fox Lane San Jose, California 95131 ITEM 2. (a) Name of Person Filing: Louis Rosenberg, Ph.D. (b) Address of Principal Business Office or, if none, Residence: 801 Fox Lane San Jose, California 95131 (c) Citizenship: The filing person is a citizen of the United States of America. (d) Title of Class of Securities: Common Stock ($0.001 par value) (e) CUSIP Number: 452521107 ITEM 3. STATUS OF PERSON FILING: Not Applicable ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 2,189,705 (b) Percent of Class: 11.3%(1) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,183,105(2) (ii) shared power to vote or to direct the vote: 6,600 (iii) sole power to dispose or to direct the disposition of: 2,183,105(1) (iv) shared power to dispose or to direct the disposition of: 6,600 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. (1) Percentage is based upon information obtained in the Company's Form 10-Q as filed with the Securities and Exchange Commission on November 14, 2001. (2) Shares held jointly by Dr. Rosenberg and his wife, Sherstin Rosenberg. PAGE 3 OF 5 PAGES CUSIP NO. 452521107 13G PAGE 4 OF 5 PAGES ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP Not Applicable. ITEM 10. CERTIFICATION Not applicable. PAGE 4 OF 5 PAGES CUSIP NO. 452521107 13G PAGE 5 OF 5 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2002 /s/ Louis Rosenberg, Ph.D. ------------------------------------ Louis Rosenberg, Ph.D. PAGE 5 OF 5 PAGES -----END PRIVACY-ENHANCED MESSAGE-----